Posts tagged with ‘Securities and Exchange Commission’

When thinking of annual shareholder meetings, one may be tempted to think of lavish, fun-filled annual get-togethers like the...

In the previous blog post, I detailed the reasons behind why there haven’t been very many funding portals.1 This...

Ten years ago the cryptocurrency market did not exist and blockchain technology was unknown to the world.1 As of...

The historical practice of stock exchanges providing specialists started on the floor of the New York Stock Exchange in...

Regulation Crowdfunding, promulgated under Title III of the JOBS Act, is a relatively new method companies can use to...

In April 2012, the Jumpstart Our Business Startups Act, better known as the JOBS Act, was signed into law,...

Elizabeth Holmes aimed to revolutionize the blood test industry and was once regarded as a wunderkind that would become the Steve...

SEC Rule 13p-1 is hotly contested and both regulators and companies subject to regulation face considerable uncertainty as to…

The 10th Circuit’s holding in Bandimere v. SEC not only brings into question the constitutionality of the SEC’s in-house…

In the previous installment of this multi-part series, I briefly laid out the historical context that was the impetus...