Posts tagged with ‘Securities and Exchange Commission’

In April 2012, the Jumpstart Our Business Startups Act, better known as the JOBS Act, was signed into law,...

Elizabeth Holmes aimed to revolutionize the blood test industry and was once regarded as a wunderkind that would become the Steve...

SEC Rule 13p-1 is hotly contested and both regulators and companies subject to regulation face considerable uncertainty as to…

The 10th Circuit’s holding in Bandimere v. SEC not only brings into question the constitutionality of the SEC’s in-house…

In the previous installment of this multi-part series, I briefly laid out the historical context that was the impetus...

Crowdfunding has become a common way for entrepreneurs to secure financing.  In 2015, total global crowdfunding raised an estimated...

On September 20, 2016, the Wall Street Journal reported that the U.S. Securities and Exchange Commission (SEC) is investigating...

Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act is an oft-forgotten piece of legislation. It...

In the last few years, the private equity market has continued to balloon.  In 2015, there was $2.4 trillion...

Last month, the SEC filed charges against the former CEO of Jammin’ Java, Shane Whittle.1 Jammin’ Java Corp., doing...