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Dual Class Stock Structures: The Need for Shareholder Involvement in Formation and Management
Read moreDual class stock structures have become increasingly popular in the last couple of years. Initial public offerings that feature...
November 11, 20192 -
Security Regulations: When in Rome, Use a Trebuchet
Read moreThanks to the meticulous work of Pythagoras, humans have known for two and half millennia that a line is...
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The SEC, Cybersecurity, and Voya
Read moreIntroduction According to Javelin Strategy & Research, in 2017, there were 16.7 million victims of identity fraud and $16.8...
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Corporate Social Media Policies: Elon Musk & The Risk of Failure
Read moreIt should come as no great shock that platforms such as Twitter, Facebook, and Instagram offer organizations low-cost avenues...
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Banks and Trusted Contacts: Fighting Back Against Elder Financial Exploitation
Read moreElder financial exploitation has been called “the crime of the 21st Century.”1 The Consumer Financial Protection Bureau (CFPB) defines...
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SEC Begins Evaluation of NYSE Proposal to List Bitcoin ETFs
Read moreIn March 2018, the U.S. Securities and Exchange Commission (“SEC”) announced that it will begin proceedings to determine whether...
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Both Valuable and Troubling: Virtual Annual Shareholder Meetings
Read moreWhen thinking of annual shareholder meetings, one may be tempted to think of lavish, fun-filled annual get-togethers like the...
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Where are the Funding Portals? (Part 2)
Read moreIn the previous blog post, I detailed the reasons behind why there haven’t been very many funding portals.1 This...
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Regulatory Responses to the Rise of ICOs
Read moreTen years ago the cryptocurrency market did not exist and blockchain technology was unknown to the world.1 As of...
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Imposing Market Maker Obligations on Liquidity Providers
Read moreThe historical practice of stock exchanges providing specialists started on the floor of the New York Stock Exchange in...
Posts tagged with ‘Securities and Exchange Commission’
Michigan Business & Entrepreneurial Law Review > Securities and Exchange Commission