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SEC Begins Evaluation of NYSE Proposal to List Bitcoin ETFs
Read moreIn March 2018, the U.S. Securities and Exchange Commission (“SEC”) announced that it will begin proceedings to determine whether...
May 5, 20180 -
Both Valuable and Troubling: Virtual Annual Shareholder Meetings
Read moreWhen thinking of annual shareholder meetings, one may be tempted to think of lavish, fun-filled annual get-togethers like the...
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Where are the Funding Portals? (Part 2)
Read moreIn the previous blog post, I detailed the reasons behind why there haven’t been very many funding portals.1 This...
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Regulatory Responses to the Rise of ICOs
Read moreTen years ago the cryptocurrency market did not exist and blockchain technology was unknown to the world.1 As of...
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Imposing Market Maker Obligations on Liquidity Providers
Read moreThe historical practice of stock exchanges providing specialists started on the floor of the New York Stock Exchange in...
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Where are the Funding Portals?
Read moreRegulation Crowdfunding, promulgated under Title III of the JOBS Act, is a relatively new method companies can use to...
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The Benefits and Drawbacks of the JOBS Act
Read moreIn April 2012, the Jumpstart Our Business Startups Act, better known as the JOBS Act, was signed into law,...
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Implications for “Unicorn” Startups of the SEC’s Investigation of Theranos
Read moreElizabeth Holmes aimed to revolutionize the blood test industry and was once regarded as a wunderkind that would become the Steve...
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Conflict Minerals: A Noble Cause, a Controversial Solution, and an Uncertain Future – Part III
Read moreSEC Rule 13p-1 is hotly contested and both regulators and companies subject to regulation face considerable uncertainty as to…
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The Potential Whiplash of Bandimere
Read moreThe 10th Circuit’s holding in Bandimere v. SEC not only brings into question the constitutionality of the SEC’s in-house…
Posts tagged with ‘Securities and Exchange Commission’
Michigan Business & Entrepreneurial Law Review > Securities and Exchange Commission