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Risky Investment for the Fantasy Football Guru
Read moreOn October 17, 2013, Fantex Holdings launched an “all-new marketplace that allows investors to buy and sell Fantex, Inc....
October 28, 20130 -
SEC’s Focus on Broker-Dealer Registration
Read moreSEC has recently made broker-dealer registration an area of focus for private fund managers. This is bad news for...
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How the Foreign Account Tax Compliance Act Will Impact Foreign Financial Institutions and How to Incentivize Compliance
Read moreWhat is FACTA and who is affected by it? The Foreign Account Tax Compliance Act (FATCA), coming into effect in July...
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Strategic Deregulation: Potential Impacts of Allowing Foreign Private Equity Fundraising in China
Read moreHow the Chinese government chooses to open up sectors of its financial industry will dictate the returns that investors…
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Should You Form an LLC or C-Corporation?
Read moreIf you are considering this question, you already have a business concept, a business plan (hopefully), and have done...
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The SEC’s Lift on the Ban on General Solicitation
Read moreOn July 10, 2013, the Securities and Exchange Commission lifted an 80-year old ban on the general solicitation of...
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PE Firms Managing Tax Rates: Is the Management Fee Waiver Legal?
Read morePrivate equity firms are no strangers to controversy when it comes to their compensation arrangements. In the most recent...
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Trends in Healthcare Investment
Read moreHistorically, healthcare has been an attractive area for private equity investment due to strong returns and low default rates.1...
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The SEC Will Remain Open During the Government Shutdown
Read moreAccording to SEC spokesman John Nester, “The SEC will be able to stay open in the event of a...
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The Dodd-Frank Act – Volcker Rule: More Strain on Foreign Banks Operating in the U.S. Today
Read moreThe Dodd-Frank Act was enacted on July 21, 2010 after intense debate within the investment banking industry and the...
