Posts tagged with ‘Regulatory’

On October 17, 2013, Fantex Holdings launched an “all-new marketplace that allows investors to buy and sell Fantex, Inc....

SEC has recently made broker-dealer registration an area of focus for private fund managers. This is bad news for...

What is FACTA and who is affected by it? The Foreign Account Tax Compliance Act (FATCA), coming into effect in July...

How the Chinese government chooses to open up sectors of its financial industry will dictate the returns that investors…

If you are considering this question, you already have a business concept, a business plan (hopefully), and have done...

On July 10, 2013, the Securities and Exchange Commission lifted an 80-year old ban on the general solicitation of...

Private equity firms are no strangers to controversy when it comes to their compensation arrangements. In the most recent...

Historically, healthcare has been an attractive area for private equity investment due to strong returns and low default rates....

According to SEC spokesman John Nester, “The SEC will be able to stay open in the event of a...

The Dodd-Frank Act was enacted on July 21, 2010 after intense debate within the investment banking industry and the...