Posts tagged with ‘Dodd-Frank’

On May 24, 2018, President Trump signed the Economic Growth, Regulatory Relief, and Consumer Protection Act (“EGRRCPA”).1 This law...

Created as part of the Dodd-Frank Act in wake of 2008 Financial Crisis, the Consumer Financial Protection Bureau has...

PART I:   What Is The Investment Modernization Act of 2016?   The Investment Modernization Act of 2016 is...

Early last month, in a heavily censored report, the U.S. Securities and Exchange Commission (SEC) publicly announced an award of...

The SEC generally refers to illegal insider trading as “the act of buying or selling a security, in breach...

The 2008 financial crisis and the ensuing legislation and regulation under Dodd-Frank have been at the center legal and...

There are growing concerns that hedge funds, referred to as the “gold rush of the 21st century,” are troubling...

The SEC’s increasing use of administrative law courts for trying cases has raised eyebrows throughout the legal community. In...

In response to the major accounting frauds in the early 2000s, the Sarbanes-Oxley Act required chief executives and chief...