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Conflict Minerals: A Noble Cause, a Controversial Solution, and an Uncertain Future – Part III
Read moreSEC Rule 13p-1 is hotly contested and both regulators and companies subject to regulation face considerable uncertainty as to…
February 23, 20170 -
The Potential Whiplash of Bandimere
Read moreThe 10th Circuit’s holding in Bandimere v. SEC not only brings into question the constitutionality of the SEC’s in-house…
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Scrapping Dodd-Frank
Read morePassed as comprehensive legislative response to the financial crisis of 2008, the Dodd-Frank Act expanded regulations on financial institutions….
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The CFPB and the DC Court of Appeals: A Rebuke and Question of Constitutionality (Part II of II)
Read moreThe D.C. Circuit Court of Appeals recently delivered what is perhaps the biggest setback to the CFPB to date.
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The Investment Modernization Act of 2016, Part 2 of 2
Read morePolicy Considerations And Potential Business Impact Perhaps the two most relevant provisions of the Investment Modernization Act of 2016...
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The CFPB and the DC Court of Appeals: A Rebuke and Question of Constitutionality
Read moreOn October 11, the U.S. Court of Appeals for the District of Columbia delivered what is perhaps the biggest...
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Conflict Minerals: A Noble Cause, a Controversial Solution, and an Uncertain Future (Part 2 of 2)
Read moreIn the previous installment of this multi-part series, I briefly laid out the historical context that was the impetus...
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Conflict Minerals: A Noble Cause, a Controversial Solution, and an Uncertain Future (Part 1 of 2)
Read moreSection 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act is an oft-forgotten piece of legislation. It...
