Posts tagged with ‘Dodd-Frank Act’

SEC Rule 13p-1 is hotly contested and both regulators and companies subject to regulation face considerable uncertainty as to…

The 10th Circuit’s holding in Bandimere v. SEC not only brings into question the constitutionality of the SEC’s in-house…

Passed as comprehensive legislative response to the financial crisis of 2008, the Dodd-Frank Act expanded regulations on financial institutions….

The D.C. Circuit Court of Appeals recently delivered what is perhaps the biggest setback to the CFPB to date.

Policy Considerations And Potential Business Impact Perhaps the two most relevant provisions of the Investment Modernization Act of 2016...

On October 11, the U.S. Court of Appeals for the District of Columbia delivered what is perhaps the biggest...

In the previous installment of this multi-part series, I briefly laid out the historical context that was the impetus...

Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act is an oft-forgotten piece of legislation. It...